An excellent opportunity for an experienced compliance professional to take ownership of the Compliance Officer function within a regulated financial services business. This role offers significant exposure to senior stakeholders, boards and regulators, with responsibility for ensuring robust compliance frameworks, managing regulatory risk and promoting a strong culture of governance and ethical conduct.
What You’ll Do
- Act as the designated Compliance Officer and primary point of contact for regulators.
- Develop and maintain risk-based compliance monitoring programmes.
- Conduct compliance reviews and present findings to senior management and boards.
- Provide practical advice on regulatory requirements, compliance risks and business impacts.
- Oversee AML, CFT, CPF, sanctions and wider business risk assessment processes.
- Manage regulatory enquiries, inspections and ongoing communications.
- Maintain and enhance compliance policies, procedures and governance frameworks.
- Deliver compliance training and support a strong compliance culture across the business.
What You’ll Need
- Significant experience within compliance and regulated financial services.
- Strong knowledge of AML, CFT, CPF, sanctions and regulatory compliance requirements.
- Experience designing and operating compliance monitoring programmes.
- Ability to provide pragmatic regulatory guidance to stakeholders at all levels.
- Excellent communication, analytical and stakeholder management skills.
- A relevant compliance qualification or equivalent industry experience.
- Experience engaging with regulators and operating in a designated compliance function would be highly advantageous.
Why Join?
- Take on a senior compliance position with genuine autonomy and influence.
- Work closely with boards, senior leadership teams and regulatory bodies.
- Play a key role in shaping compliance strategy and governance frameworks.
- Broad exposure to regulatory, risk and business operations across the organisation.
- Join a collaborative environment that values professionalism, integrity and continuous development.
More information about this role is available upon request – contact the team today for further details.
