Compliance Monitoring Manager

  • Senior
  • Jersey


Job Description

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We have a great new opportunity for a Compliance Monitoring Manager to join a leading provider of legal services in Jersey.


The role holder will work closely with the R&C leadership team and other key stakeholders to ensure that the annual CMP is developed, scoped and executed under the firm’s risk-based approach, and actively targets those areas, jurisdictions and business units that have been assessed to present the highest levels of regulatory risk to the business.


Key Responsibilities:

  • Development and approval of annual CMP in consultation with R&C leadership team and other key business stakeholders
  • Management of the policy and procedure covering Compliance Monitoring Programme
  • Lead and oversee the execution of the agreed CMP, including documenting and reporting of CMP testing
  • Management of a range of compliance monitoring linked logs and databases, all of which focus on ensuring that excellent levels of data are being recorded and actions being taken as appropriate
  • Determine issues arising from the Compliance Monitoring Programme for escalation to relevant stakeholders and boards
  • Drive analysis of testing results to identify trends to support the business in risk mitigation


More information about this role is available upon request – contact the team today for further details.

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