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AD-GSY-9245
We have a great opportunity for a Compliance Assistant to join a Specialist Wealth Management company.
Responsibilities:
• Assist with conducting an efficient and comprehensive Compliance Monitoring Program (“CMP”).
• Take ownership and assist with outstanding risk/file reviews and arranging with client administrators the remediation of deficiencies.
• Assist with maintaining / updating / developing / enhancing policies & procedures where required due to:
i. Change in the GFSC Rules & Regulations
ii. Change in the Local & International Laws
iii. Change in working practices both internally and externally
• Where deficiencies are identified through the CMP and specific training is required such requirements should be noted to the Head of Compliance.
More information about this role is available upon request – contact the team today for further details.
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1 Lefebvre Street, St Peter Port,
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7 Castle Street, St Helier
Jersey, JE2 3BT