We have a fantastic opportunity for a Compliance Administrator to join an independent Financial Services Group.
•Updating and maintaining compliance registers and logs.
•Assisting with sanctions screening and reporting findings to the Compliance Officer and/or Head of Compliance.
•Assisting with open source checks and reporting findings to the Compliance Officer and/or Head of Compliance.
•Assisting the CO with maintaining the Group High Risk Country List.
•Reviewing CDD and providing assistance to the Junior Compliance Administrator in relation to reviewing CDD.
•Liaising with the New Business Manager in determining CDD requirements in relation to new business onboarding.
•Dealing with basic compliance queries received into the compliance inbox.
More information about this role is available upon request – contact the team today for further details.
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