Our client is seeking an Assistant Manager, Compliance to join their growing compliance function. This role offers the opportunity to play a key part in maintaining a robust compliance and financial crime framework, working closely with senior stakeholders to support regulatory oversight, compliance monitoring, risk management and the delivery of high-quality compliance support across the business.
What You’ll Do
- Support the ongoing operation and enhancement of the compliance framework, ensuring adherence to regulatory and financial crime obligations.
- Assist in the delivery of the Compliance Monitoring Programme, including thematic reviews, control testing and remediation tracking.
- Provide compliance guidance and support to business teams on regulatory and financial crime matters.
- Review onboarding processes, CDD, EDD and periodic reviews to ensure compliance with internal and regulatory requirements.
- Support risk assessments, compliance reporting and internal governance activities.
- Monitor regulatory developments and assist with the implementation of policy and procedural updates.
- Investigate sanctions, PEP and adverse media screening alerts, escalating matters where appropriate.
- Assist with regulatory inspections, audits and compliance-related projects.
- Contribute to compliance training initiatives and promote a strong culture of compliance across the business.
What You’ll Need
- Previous experience within Compliance, Financial Crime, Risk or a related function within financial services.
- Strong understanding of AML, CFT and regulatory compliance requirements.
- Experience within fiduciary, funds, corporate services or a related financial services environment would be advantageous.
- Ability to apply a risk-based approach and exercise sound judgement.
- Excellent analytical, organisational and problem-solving skills.
- Strong written and verbal communication skills.
- Relevant professional qualification, or willingness to study towards one, would be beneficial.
- Ability to build effective working relationships across the business.
Why Join?
- Opportunity to work within a highly respected and growing organisation.
- Exposure to a broad range of compliance, risk and financial crime matters.
- Supportive and collaborative working environment.
- Ongoing professional development and career progression opportunities.
- Varied role offering both technical and strategic compliance responsibilities.
More information about this role is available upon request. Contact our team today for a confidential discussion.
