Compliance Consultant

We have a great new opportunity for a Compliance Consultant to join a globally recognized, award-winning financial institution.

The key responsibilities of the role include:

• Independently establish the appropriate scope and test steps for individual reviews
• Conduct and document testing reviews to assess compliance with and adherence to regulations/legislation and internal policies
• Engage with Compliance SMEs to understand any matters for concern related to applicable reviews
• Apply analytical skills to review information and determine potential weaknesses or exceptions to policies / processes
• Validate and summarizes testing results in clear, concise language
• Detect and advise Compliance and Business Unit management of potential compliance issues and identify changes and/or enhancements to improve efficiencies in procedures
• Tracking of identified issues to closure via periodic follow up with action owners
• Validation testing to ensure actions have been adequately closed
• Develop relationships with Internal Audit to coordinate testing efforts and share results.

More information about this role is available upon request – contact the team today for further details.