Compliance Analyst

Are you ready to take your compliance career to the next level? A leading Trust firm based in St Peter Port is seeking a dedicated and meticulous Compliance Analyst. This permanent position offers an exceptional opportunity for professional growth within the trust sector.

Key Responsibilities:

• Client Due Diligence (CDD): Perform client due diligence and Know Your
• Customer (KYC) checks during on-boarding, ensuring all documentation is collected, verified, and filed correctly.
• Risk Assessment: Assist in conducting risk assessments for new clients, business activities, and products, highlighting potential compliance risks.
• Compliance Monitoring: Assist in conducting routine compliance monitoring to ensure adherence to local and international regulations (such as AML, CFT, and GDPR).
• Record Keeping: Maintain accurate records of all compliance activities, including training, monitoring, breaches, and investigations.
• Regulatory Reporting: Help prepare regulatory filings and reports in line with Guernsey Financial Services Commission (GFSC) requirements and other regulatory bodies.
• Policy Review: Support the team in the development, implementation, and review of compliance policies, procedures, and manuals, ensuring they are up to-date with changes in regulations.
• Audit Support: Assist with internal and external audits, ensuring all necessary documentation is available and in compliance with regulatory standards.
• Training: Help coordinate compliance training programs for staff to raise awareness of regulatory obligations and company policies.
• Regulatory Updates: Stay informed on changes in relevant laws and regulations affecting the financial services industry in Guernsey, ensuring that compliance practices are adapted accordingly

More information about this role is available upon request – contact the team today for further details.