Client Compliance Officer

  • Senior
  • Jersey

AD-JSY-10658

Job Description

We have an exciting new opportunity for a Client Compliance Officer to join a fiduciary service provider.

 

Key duties will include:

  • Working closely with the client compliance and manager’s compliance teams, as well as the client boards and the manager / wider business to ensure effective compliance services are provided to clients
  • Contributing to the preparation and maintenance of the client boards’ business risk assessments
  • Undertaking both planning and execution of the clients’ Compliance Monitoring Programmes and managing the findings and action points arising therefrom through to resolution
  • Managing client correspondence with the regulator, including in respect of consent and notification matters

 

More information about this role is available upon request – contact the team today for further details.

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