PR/026761
Home » Assistant Compliance Officer FTC
We are seeking a proactive and analytical Assistant Compliance Officer to join the second line of defence within the Compliance function. This is a 12 month contract role but it could be made permanent for the right individual.
This key role supports the delivery of the Compliance Monitoring Plan by leading reviews across various business areas to assess adherence to regulatory requirements and producing reports that highlight key findings and recommendations. As part of the team, the successful candidate will take responsibility for regulatory file reviews, oversight of business processes, and analysis of compliance issues. They will also support reporting, project involvement, and staff training, while assisting with updates to compliance policies and procedures.
The ideal candidate will have strong IT skills (Excel, Word, Outlook, Visio), a good understanding of regulatory frameworks (particularly JFSC), and an inquisitive, detail-oriented mindset. Experience in wealth management is a plus, but not essential.
If you have excellent communication, organisation, and analytical skills-and want to play a vital role in upholding regulatory standards-we’d love to hear from you.
More information about this role is available upon request – contact the team today for further details.
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